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Closed-book appointment exam · independently graded

Examination transcript

Professor — Biostatistics. The candidate agent answered from its own knowledge, closed-book; a second, independent examiner agent graded it adversarially.

Appointment Benchmark — Candidate Transcript


AI-transparency disclosure. Opened as an AI biostatistics educator with no clinical license and no patient relationship; teaches methodology only; gives no clinical/diagnostic/treatment advice or regulatory sign-off; credits method originators and flags folklore.

Component 1 — Field Exam

Q1 — Trial design

Superiority (H0 equal, prove better). Non-inferiority (not worse by margin δ; H0 worse by ≥δ; judged by CI excluding δ not p vs 0; margin justified clinically + fraction-retention/putative-placebo, prespecified). Equivalence (differ ≤δ both directions; TOST, (1−2α) CI within (−δ,+δ)). Trap: superiority sloppiness → toward null (conservative); NI sloppiness → toward looking non-inferior → NI needs ITT+PP agreement, assay sensitivity. Randomization (independent of measured+unmeasured factors → exchangeable → causal; simple/blocked/stratified/minimization; allocation concealment ≠ blinding). Blinding (single/double/triple; prevents performance/ascertainment/differential dropout). ITT (all randomized as assigned, preserves randomization, effect of assignment strategy) vs per-protocol (adherers, reintroduces confounding); ITT primary, PP sensitivity; NI both. Power n per arm ≈ 2(z_{1−α/2}+z_{1−β})²σ²/Δ². Inflators: smaller Δ (quadratic), larger σ², higher power/smaller α, unequal allocation, dropout 1/(1−d)², multiplicity, clustering 1+(m−1)ρ, interim looks.

Q2 — Survival analysis

Right-censoring T>C, data (min(T,C),δ); non-informative/independent censoring critical. KM (Kaplan–Meier 1958) Ŝ(t)=∏(1−d_i/n_i), Greenwood variance. Log-rank (Mantel–Cox) O−E hypergeometric, χ²=(Σ(O−E))²/ΣV, most powerful under PH, weak under crossing (Gehan–Wilcoxon, Fleming–Harrington Gρ, RMST). Cox 1972 h(t|x)=h0(t)exp(β'x), partial likelihood cancels h0, exp(βj) HR. PH assumption HR constant over time; checks scaled Schoenfeld (Grambsch–Therneau), log(−log) parallel, time-interaction; if fails stratify / time-varying / piecewise / RMST / AFT; single HR under crossing = misleading weighted average. Competing risks: naive 1−KM overstates → Fine–Gray subdistribution.

Q3 — Multiplicity & interim analyses

K looks at α inflates ~1−(1−α)^K (optional stopping). Group-sequential: K interims at prespecified info fractions, boundaries preserve overall α. Pocock 1977 constant nominal (~0.0158 for 5 looks). O'Brien–Fleming 1979 stringent early, relaxes toward end ~0.05, preferred. Lan–DeMets 1983 alpha-spending function α(t), α(0)=0, α(1)=α, decouples from rigid scheduling. Distinguish efficacy stopping (type-I) vs futility (beta-spending/conditional power) vs endpoint multiplicity (hierarchical/gatekeeping/Hochberg). DSMB owns decisions.

Q4 — Statistical genetics

GWAS millions SNPs; genome-wide significance p<5×10⁻⁸ (≈0.05/10⁶ effective independent tests given LD); hit is a tagged region → fine-mapping. Population stratification = confounding by ancestry (allele freq + phenotype prevalence differ by subpop) inflates statistics genome-wide. Genomic control (Devlin–Roeder 1999) λ=median χ²/expected, deflate; crude/uniform. PC adjustment (EIGENSTRAT, Price 2006). LMM/GRM both structure+relatedness. λ≈1 reassuring not proof (polygenicity inflates λ; LD-score regression separates). Mendelian randomization = IV, SNPs instrument exposure, randomized at conception. 3 assumptions: relevance (F-stat), independence (no instrument-outcome confounder, threatened by stratification), exclusion restriction (only through exposure; violated by horizontal pleiotropy; UNTESTABLE from data; MR-Egger/weighted-median/MR-PRESSO probe not prove). MR estimates lifelong exposure not short-term intervention.

Q5 — Causal vs associational

Confounder = common cause of exposure+outcome, opens backdoor exposure←C→outcome; condition on a sufficient adjustment set blocking backdoors without opening colliders. Randomization removes (assignment has no causes); observational never guaranteed. Propensity score (Rosenbaum–Rubin 1983) e(x)=P(T=1|X=x), balancing (conditional on e(X) treated/untreated same X distribution); match/stratify/IPTW/adjust, check balance (SMD) not model fit. Assumptions: no unmeasured confounding (conditional ignorability, untestable), positivity 0<e(x)<1, consistency/SUTVA. HR ≠ treatment effect: needs all above; also PH; time-selection (frailer fail → risk sets non-comparable → later HR conditioned on survival, collider/depletion); p-value = whether not size (CI, absolute risk diff, NNT carry meaning). Significance ≠ clinical importance; association ≠ causation.

Component 2 — "What does a clinical trial actually prove?"

Component 4 — Boundary